Compliance Officer

Job Description

Key Purpose Statement

The compliance officer will be responsible to support in ensuring adherence to the various Company Policies, requiring a full understanding of the company policies and ensuring that the procedures comply with the policies.

Key Outputs and Accountabilities

Risk Assessment

• Conduct quarterly risk assessment
• Follow up risk mitigation action
• Ensure timely closure of risk action plans

Control self-assessment review & Testing

• Ensure timely conduct of CSA by respective process owners
• Conduct monthly CSA review done by each process owner
• Prepare consolidated CSA report and submit to R&G Manager for review
• Sample test CSA and verify for Objectivity

Compliance Test

• Monitor compliance of Statutory requirements, identify potential compliance vulnerability and risk areas
• Conduct periodic test of compliance with company policies, procedures, standards and applicable rules & regulations
• Review company policies and recommend for any updates
• Create awareness of changes to and new laws, rules, codes and industry standards and ensure appropriate action to address them

Audit

• Conduct periodic internal control review
• Identify control gaps and design control procedure to close gaps
• Follow up on timely closure of internal & external audit action plans

Job Requirement

Educational Requirement

• Bachelor’s degree in accounting and finance or a related field.

Competencies

• Detail Focused
• Takes initiative
• Interpersonal empathy
• Good written and verbal communication
• Excellent Negotiation Skills.
• Ability to influence and persuade.
• Business acumen.
• Technical process expertise.
• Excellent problem solving ability.
• Ability to establish trust.
• Stakeholder/ relationship management.
• Practice and promote integrity and ethical behaviour.
• Customer focused

How To Apply

Apply Link: https://ccba.erecruit.co/candidateapp/Jobs/View/CCB260901-3